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Phaxis

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Senior Regulatory Reporting Accountant

Pasadena, CA 91101

Posted: 09/29/2026 Employment Type: Direct Placement Job Number: 29386485 Pay Rate: 90000-110000 USD/Year

Job Description


Our clients Regulatory Reporting team is seeking an experienced Senior Regulatory Reporting Accountant to support the firm's broker-dealer regulatory reporting requirements. Reporting to the VP of Regulatory Reporting, this role will focus primarily on Customer/PAB Reserve Computations (15c3-3), with additional exposure to Net Capital (15c3-1) and FOCUS reporting.
Key Responsibilities
  • Prepare and review Customer and PAB Reserve Computations (15c3-3)
  • Prepare and review Net Capital (15c3-1) and FOCUS reports
  • Prepare daily and monthly regulatory and accounting schedules
  • Perform reconciliations and investigate discrepancies across accounting and regulatory reporting
  • Support internal and external audits, as well as regulatory examinations
  • Partner with internal teams to calculate and reconcile components impacting financial statements and regulatory filings
  • Perform general broker-dealer accounting functions, including journal entries, reconciliations, and allocations
  • Support additional regulatory reporting and accounting initiatives as needed
Qualifications
  • Bachelor's degree in Accounting, Finance, or a related field
  • 5+ years of financial services experience, preferably within a broker-dealer environment
  • Client Series 27 required or ability to obtain within 120 days

Meet Your Recruiter

Nick LaPetina

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Drew Anson

Chief Delivery Officer

Drew Anson is Chief Delivery Officer at Phaxis, a Workforce Solutions Company based in New York.

In this role, Drew leads the delivery and recruiting working closely with the leadership team to define a model that is efficient at supporting the firm s current needs and is scalable for future growth.

Drew is a seasoned executive with more than 13 years of Services & Recruitment experience. In that time, he has supported numerous Fortune 100/500/1000 organizations across industries by providing global workforce solutions, namely resources and thought leadership for large-scale projects, implementations, and managed services.

Prior to joining Phaxis predecessor firm Park Hudson in 2021, Drew spent three years at engineering technology and talent solutions firm, Collabera, as Director of Sales in North Carolina. Earlier in his career, he spent nearly eight years at Insight Global, most recently as Sales Manager of the Columbus, OH office.

He holds a degree from Central Michigan University in Sales & Marketing.

Favorite Book: Extreme Ownership Jocko Willink & Leif Babin
Favorite Team: Michigan Wolverines
Inspirational Quote: There is no substitute for hard work. Thomas A. Edison